Regulator index
Broker regulators we cover
Tracked byIndependent review teamUpdated
55 regulators with full editorial profiles. Each page lists the jurisdiction, mandate, retail leverage rules, public-register link, dispute-resolution path and the brokers we track holding that licence.
Tier 1 — strong supervision
- AFMno brokers trackedAutoriteit Financiële MarktenNL
- AMFno brokers trackedAutorité des Marchés FinanciersFR
- ASIC2 brokers trackedAustralian Securities and Investments CommissionAU
- BaFinno brokers trackedBundesanstalt für FinanzdienstleistungsaufsichtDE
- BVI2 brokers trackedBVI Financial Services CommissionVG
- CBI1 broker trackedCentral Bank of IrelandIE
- CFTCno brokers trackedCommodity Futures Trading CommissionUS
- CIROno brokers trackedCanadian Investment Regulatory OrganizationCA
- CNMVno brokers trackedComisión Nacional del Mercado de ValoresES
- CONSOBno brokers trackedCommissione Nazionale per le Società e la BorsaIT
- CSSFno brokers trackedCommission de Surveillance du Secteur FinancierLU
- CVMno brokers trackedComissão de Valores MobiliáriosBR
- CySEC4 brokers trackedCyprus Securities and Exchange CommissionCY
- DFSAno brokers trackedDubai Financial Services AuthorityAE
- ESMAno brokers trackedEuropean Securities and Markets Authority
- FCA2 brokers trackedFinancial Conduct AuthorityUK
- FIno brokers trackedFinansinspektionenSE
- FINMAno brokers trackedEidgenössische FinanzmarktaufsichtCH
- FMAno brokers trackedFinanzmarktaufsicht (Austria)AT
- FSA1 broker trackedFinancial Services Authority (Seychelles)SC
- FSCA3 brokers trackedFinancial Sector Conduct AuthorityZA
- FSMAno brokers trackedFinancial Services and Markets Authority (Belgium)BE
- FSSno brokers trackedFinancial Supervisory Service (Korea)KR
- HKMAno brokers trackedHong Kong Monetary AuthorityHK
- ISAno brokers trackedIsrael Securities AuthorityIL
- JFSAno brokers trackedFinancial Services Agency of JapanJP
- KNFno brokers trackedPolish Financial Supervision AuthorityPL
- MASno brokers trackedMonetary Authority of SingaporeSG
- MFSA1 broker trackedMalta Financial Services AuthorityMT
- NFAno brokers trackedNational Futures AssociationUS
- RBIno brokers trackedReserve Bank of IndiaIN
- SCB1 broker trackedSecurities Commission of the BahamasBS
- SEBIno brokers trackedSecurities and Exchange Board of IndiaIN
- SFCno brokers trackedSecurities and Futures Commission of Hong KongHK
Tier 2 — light-touch
- AMMCno brokers trackedAutorité Marocaine du Marché des CapitauxMA
- BACENno brokers trackedBanco Central do BrasilBR
- BAPPEBTIno brokers trackedBadan Pengawas Perdagangan Berjangka KomoditiID
- BCEAOno brokers trackedBanque Centrale des États de l'Afrique de l'Ouest
- BoTno brokers trackedBank of ThailandTH
- CBBno brokers trackedCentral Bank of BahrainBH
- CBR4 brokers trackedCentral Bank of the Russian FederationRU
- CIMAno brokers trackedCayman Islands Monetary AuthorityKY
- CMAno brokers trackedCapital Market Authority (Saudi Arabia)SA
- CMA Kenyano brokers trackedCapital Markets Authority (Kenya)KE
- CNBVno brokers trackedComisión Nacional Bancaria y de ValoresMX
- CNVno brokers trackedComisión Nacional de ValoresAR
- FRAno brokers trackedFinancial Regulatory Authority (Egypt)EG
- FSC Mauritiusno brokers trackedFinancial Services Commission MauritiusMU
- IFSC2 brokers trackedInternational Financial Services Commission (Belize)BZ
- OJKno brokers trackedOtoritas Jasa KeuanganID
- SECPno brokers trackedSecurities and Exchange Commission of PakistanPK
- SVG FSA1 broker trackedSaint Vincent and the Grenadines Financial Services AuthorityVC
- VARA1 broker trackedVirtual Assets Regulatory Authority (Dubai)AE
- VFSCno brokers trackedVanuatu Financial Services CommissionVU